November 29, 2000

Mr. James Wade
Chief, Civil Task Force,
Antitrust Division, Department of Justice
325 Seventh Street, N.W.
Washington, D.C. 20530
 

RE:  Comments to the Proposed Second Amended Final Judgment in United States of America v.  American Society of Composers, Authors, and Publishers; Civil Action No. 41-1395 (WCC)

 

Dear Mr. Wade:

 

            The International Association of Assembly Managers, Inc. (“IAAM”), hereby submits comments concerning the American Society of Composers, Authors, and Publishers (“ASCAP”), Second Amended Final Judgment and proposed Consent Decree pursuant to the notice for comments set forth in 65 FR 57828.

 

IAAM is a not-for-profit, 501 (c) tax-exempt organization incorporated in the State of Illinois. IAAM’s membership includes approximately 3,000 managers of stadiums, arenas, convention centers, amphitheaters and performing arts centers (“facility managers”). IAAM members operate facilities across the United States, which represents investments of billions of dollars of public and private funds. These facilities attract millions of patrons in the United States each year to a variety of professional and amateur events including, but not limited to, football, baseball, hockey, music concerts, theatrical productions, annual conventions and tradeshows. but object to current rate structures, collection procedures, access to music libraries and the potential for multiple collections for a single use or performance that exist at the present time.

           

            IAAM members favor fair music licensing fees for music used and performed in their facilities. IAAM also supports the Department of Justice and its efforts to bring a sense of fairness to ASCAP licensing practices. Specifically, IAAM members support the increased access to music libraries on-line and by CD ROM, the use of “background music” and “incidental music” use fees and licenses. The requirement that ASCAP use its best efforts to avoid discrimination among the various types of licenses offered to any one group of users. These changes will be of great use and will promote fairness in determining use and repertoire concerns from our members. In addition, the encouragement of different types of licenses and structures will also benefit our membership and the public. However, a few serious concerns remain. Our concerns involve the egregious collection procedures often employed by ASCAP, the costs of litigating disputes in New York City, even with the new notice provisions, the lack of local arbitration procedures and we encourage a provision in the Consent Decree for the on-line purchasing of music licenses. These issues are discussed below.

 

I.    ASCAP Collection Procedures

ASCAP, as a performance licensing organization, is essentially a collection agency for the Composers, Authors and Publishers of the over eight million works in its catalog. ASCAP seeks to grant licenses for the use of the works in its repertoire, in exchange for fees, which it distributes, to the creators of the work. As such, ASCAP has had its agents historically seek large blanket license fees from many public assembly facilities and other music users, and fees for alleged violations of its licensing agreements without fully identifying the violating event or the specific works represented in its repertoire.

 

While the exact content of the catalog will be much more accessible through the Consent Decree’s requirements of on-line publication and weekly updates, and bi-annual CD-ROM updates, the fee collection procedures themselves have not been addressed in the Judgement. We propose that ASCAP be held to standards of conduct similar to those contained in the Federal Fair Debt Collection Practices Act[1]. This act, in part, prohibits the harassment and annoyance of debtors, that third parties (other PROs) not be advised of the debt unless guarantor of the debt, and the requirement that proof of the debt is sent to the alleged debtor. A violator of the act is punishable by the assessment of court costs, attorneys fees and damages up to $500,000 or 1% of the violator’s net worth, whichever is less. It seems only reasonable and fair that if ASCAP continues to use harassing, intimidating and clearly unfair collection practices, it should be held to similar standards in fair debt collection. Letters and bills indicating any alleged violation of a license should be indicated to the facility in question. ASCAP, at its essence, is a collection agency for licensing fees for millions of works performed around the Country on a daily basis, and should be held to the same standards as other debt collectors.

 

II. The New York Rate Court and Local Arbitration

            Currently, many music users are discouraged from fee disputes due to the expense and often lengthy procedure to get any rate disagreements heard in a timely manner.

However, the proposed Consent Decree does allow easier access to the Rate Court, located in New York City, than previously available. With this new system, it may be anticipated that more and more music users will seek to challenge the license fees demanded by ASCAP. With the reduction of hurdles and impediments to fee disputes cleared away by the proposed Amended Final Judgment, a flood of rate cases can be anticipated. Such an onslaught could make it difficult for the Court to hear the cases within the required one-year time period. We suggest that local arbitration of any fee dispute be provided, under the supervision of the local federal district court, or conducted by the American Arbitration Association or similar dispute resolution group. Local arbitration prior to the filing of a lawsuit would be less costly and would expedite resolution of the fee matters quickly. While the Rate Court certainly has the experience and expertise to handle these matters, for many simple disputes, local arbitration may be the cheaper and wiser alternative for all parties, and alleviate the Rate Court’s case load, allowing it to concentrate on more substantial disputes. IAAM would urge the Court to consider requiring local formal arbitration or mediation before forcing music users in a rate dispute to hire counsel in New York, often a large distance from their locale, and often far more costly than their local counsel fees.

 

III. On-Line Purchasing of Licensing Agreements

 

            The proposed Consent Decree requires ASCAP to maintain and update its online catalog on a regular basis. This will help facilities determine what music they can and will choose for different programs. IAAM believes that ASCAP could easily offer on-line licenses, where credit cards or other forms of payment could be accepted. For single use, per-program or per-segment licenses, a flat fee may be most appropriate and could be purchased like any other commodity on-line. Background music licenses could be offered and paid for online. This would potentially simplify the licensing of the music itself, as well expedite the collection of fees for ASCAP, bypassing the need to send out collection personnel or paper billings for many small uses. For programs otherwise covered by ASCAP, such an online licensing system would be convenient for all parties, and potentially increase ASCAP revenues, as compliance would be much simpler than the current system. IAAM suggests that the Court explore the possibility of ordering ASCAP to develop an on-line licensing service in addition to the on-line catalog.

 

IV. Fee Structures for Public Assembly Facilities

 

            Facilities in our membership are a diverse lot. Arenas, Stadiums, Convention Centers and Theaters of all sizes are included in our membership rolls. One constant concern of our membership has been that the fee structure and catalog availability may be uniform, despite the difference in frequency, intensity, and type of music used by a facility.  For example, stadiums in different parts of the Country use very different types of music, and some facilities are multi-use facilities, while others house only one sports team rather than many. Convention centers vary in size dramatically. Theaters can range from 200 seats to thousands. The blanket license did not allow any accommodation for such variations in use. We certainly hope that the availability of the catalog, the encouragement of license types other than the ubiquitous blanket license, and the potential for on-line purchase of licenses will allow reasonable fees to be paid to ASCAP. The fee structures must account for the difference in frequency, intensity, and type of music use among facilities within the same group or class.

           

            Thank you for the opportunity to comment on the Amended Final Judgment and proposed Consent Decree in this case. If you have any questions on this matter, please feel free to contact me at (202) 434-8988.

 

                                                                                    Sincerely,

 

Turner D. Madden

 

 

cc: Mr. Frank Poe, Chairman, IAAM Board of Directors

      Mr. John R. Zimmer, CAE, Executive Director IAAM

 

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